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"CSA Adopts New Insider Reporting Regime", Focus on Securities | Corporate Finance, March 2010
Author(s): Chong, Priscilla
Date: March 26 2010
The Canadian Securities Administrators (the “CSA”) have adopted a new insider reporting regime set out in National Instrument 55-104 - Insider Reporting Requirements and Exemptions (“NI 55-104”). Provided that all necessary ministerial approvals are obtained (and, in Ontario, certain amendments to the Ontario Securities Act are proclaimed into force), NI 55-104 will come into force on April 30, 2010.

In this issue:

  • Overview of Proposed National Instrument 55-104 –Insider Reporting Requirements and Exemptions
  • Reporting Insiders – Focus on Core Group of Insiders
  • Reporting Insiders – Nature of Interest Reportable
  • Acceleration of Reporting Deadline from 10 Days to Five Days
  • Consolidation, Simplification and Consistency of Insider Reporting Requirements
  • Issuer Grant Report
  • Additional Information on NI 55-104

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